Received: 5 December 2015 / Revised: 15 August 2016 / Accepted: 6 September 2016
Let $ E_\lambda(z)=\lambda e^z$ where $ \lambda\in\C\backslash\{0\}$. We are interested in parameters $ \lambda$ for which $ 0$ is preperiodic. Note that $ 0$ is the only singularity of the inverse function of $ E_\lambda$. Functions for which all singularities of the inverse are preperiodic are called postsingularly finite . The term Misiurewicz map is also used for such functions. We do not discuss their role in complex dynamics here, but refer to [Benini2011], [Devaney and Jarque1997], [Devaney et al.2005], [Hubbard et al.2009], [Jarque2011], [Laubner et al.2008] and [Schleicher and Zimmer2003] as a sample of papers dealing with postsingularly finite exponential maps.
For $ k,l\in\N$ we thus consider parameters $ \lambda$ such that
\begin{equation}\label{b1} E_\lambda^k(0)=E_\lambda^{k+l}(0) \end{equation} | (1.1) |
\begin{equation}\label{b2} E_\lambda^i(0)\neq E_\lambda^j(0) \quad\text{for } \ 0< i< j< k+l. \end{equation} | (1.2) |
For $ m\in\N$ we put $ f_m(z)=E_z^m(0)$. Thus $ f_1(z)=z$ and $ f_{m+1}(z)=ze^{f_m(z)}$.
Nevanlinna theory makes it natural to consider
The theorem will be a consequence of the following two propositions.
\begin{equation}\label{b5} N(r)\sim T(r,f_{k+l}) \quad\text{as }\ r\to\infty,\ r\notin E. \end{equation} | (1.3) |
\begin{equation}\label{b6} T(r,f_m)\sim \frac{1}{\sqrt{2\pi^3}} \frac{f_{m-1}(r)}{\sqrt{f_{m-2}(r)}\prod_{j=1}^{m-3}f_j(r)}. \end{equation} | (1.4) |
These propositions will be proved in Sects. 2 and 3, before we show in Sect. 4 how the above theorem follows from them. We will see there that (1.3) actually holds without the exceptional set $ E$. In fact, the exceptional set in Nevanlinna's second fundamental theorem and thus in Proposition 1 does not occur when the Nevanlinna characteristic grows sufficiently regularly, and the required regularity is provided by Proposition 2.
For a meromorphic function $ f$ and $ a\in\C$ or---more generally---a meromorphic function $ a$ satisfying $ T(r,a)=o(T(r,f))$, a so- called small function, we denote by $ \overline{n}(r,a,f)$ the number zeros of $ f-a$ in the disk $ \{z\colon |z|\leq r\}$. Here we ignore multiplicities; that is, multiple zeros are counted only once. (The notation $ n(r,a,f)$ is used in Nevanlinna theory when multiplicities are counted.) One may also take $ a=\infty$, in which case we count the poles of $ f$.
As usual in Nevanlinna theory, we put
The following result [see Hayman ([Hayman1964], Theorem 2.5)] is a simple consequence of Nevanlinna's second fundamental theorem.
We remark that [Yamanoi2004] proved that if $ \varepsilon> 0$, $ q\geq 3$ and $ a_1,\dots,a_q$ are small functions, then
We shall need that if $ j< k$, then $ f_j$ is a small function with respect to $ f_k$; that is,
\begin{equation}\label{c0} T(r,f_j)=o(T(r,f_k)) \quad \text{as } r\to\infty \quad \text{if } j< k. \end{equation} | (2.1) |
Of course, this follows directly from Proposition 2, but it is also an immediate consequence of the result [see Hayman ([Hayman1964], Lemma 2.6)] that if $ f$ and $ g$ are transcendental entire functions, then
Alternatively, we could use that
The latter result is an exercise in Hayman's book ([Hayman1964], p. 54). For a thorough discussion of
these and related result we also refer to a paper by [Clunie1970].
Then $ n(r)=\overline{n}_A(r)-\overline{n}_B(r)$ and
\begin{equation}\label{c2a} N(r)=\overline{N}_A(r)-\overline{N}_B(r). \end{equation} | (2.2) |
We apply Lemma 1 with $ f=f_{k+l}$, $ a_1=0$, $ a_2=f_k$ and $ a_3=\infty$. Note that the choice $ a_2=f_k$ is admissible by (2.1) . We have $ \overline{N}(r,0,f_{k+l})=\log r$ and $ \overline{N}(r,\infty,f_{k+l})=0$. Noting that $ \overline{N}(r,f_k,f_{k+l})$ and $ \overline{N}_A(r)$ count the same points, except that $ 0$ is counted in $ \overline{N}(r,f_k,f_{k+l})$ but not in $ \overline{N}_A(r)$, we see that $ \overline{N}(r,f_k,f_{k+l})=\overline{N}_A(r)+\log r$. We thus deduce from Lemma 1 that
On the other hand, the first fundamental theorem of Nevanlinna theory and (2.1) imply that
Combining the last two equations we find that
\begin{equation}\label{c5} \overline{N}_A(r)=T(r,f_{k+l})+S(r,f_{k+l}). \end{equation} | (2.3) |
The first fundamental theorem also yields that
\begin{equation}\label{c7} \overline{N}_B(r)=o(T(r,f_{k+l})) \end{equation} | (2.4) |
An exercise in Hayman's book ([Hayman1964], p. 7) is to show that
The proof of Proposition 2 we give below is self-contained, but we note that using results of [Hayman1956] the proof can be shorted. More specifically, Lemmas 3 and 4 below can be replaced by a reference to results of this paper; see the remark at the end of this section.
We define
\begin{equation}\label{d0} F_k(z)=\prod_{j=1}^k f_j(z), \end{equation} | (3.1) |
By $ \log f_k$ we denote the branch of the logarithm which is real on the positive real axis.
\begin{equation}\label{d1} \log f_k(re^\tau)= \log f_k(r) +a_k(r)\tau + \frac12 b_k(r)\tau^2+ R(\tau) \end{equation} | (3.2) |
\begin{equation}\label{d2} |R(\tau)|\leq 6\cdot 3^{3(k-1)}F_{k-1}(r)F_{k-2}(r)^2|\tau|^3 \quad\text{for }\ |\tau|\leq \frac{1}{2\cdot 3^{k-1} F_{k-2}(r)}. \end{equation} | (3.3) |
\begin{equation}\label{i1} f_j(re^t)\leq (1+3^j F_{j-1}(r)t)f_j(r)\leq 2 f_j(r) \quad\text{for }\ t\leq \frac{1}{3^jF_{j-1}(r)}. \end{equation} | (3.4) |
This is clear for $ j=1$ in which case this just says that
Assuming that (3.4) holds, we find that if $ t\leq 1/(3^{j+1}F_j(r))$ and $ r\geq 1$, then also $ t\leq 1/(3^{j}F_{j-1}(r))$ and thus
We put
Noting that (3.2) is nothing else than the Taylor expansion of $ h$ with remainder $ R(\tau)$ we deduce that (see, e.g., Ahlfors [Ahlfors1966], p. 126)
We will actually use Lemma 3 not for the computation of $ T(r,f_k)$, but for that of
\begin{equation}\label{d4} T(r,f_{k+1})=\frac{1}{2\pi}\int_{-\pi}^\pi \log^+|f_{k+1}(re^{i\theta})| d\theta. \end{equation} | (3.5) |
We will split the integral in (3.5) into two parts by considering the ranges $ |\theta|\leq \delta(r)$ and $ \delta(r)\leq |\theta|\leq\pi$ separately, for a suitably chosen function $ \delta(r)$. It will be convenient to choose
Then Lemma 3 can be applied for $ |\theta|\leq \delta(r)$, with an error term $ R(i\theta)$ satisfying $ R(i\theta)=o(1)$.
To deal with the range $ \delta(r)\leq |\theta|\leq\pi$ we will use the following lemma.
\begin{equation}\label{k1} |f_{j}(re^{i\theta})|\leq g_j(\theta) \end{equation} | (3.6) |
Since $ \cos\theta\leq 1-\theta^2/4$ for $ |\theta|\leq 1$ we have
\begin{eqnarray}\label{k2} g_2(\theta) &=& re^{r\cos\theta} \leq re^r \exp\!\left(-r\frac{\theta^2}{4}\right) \nonumber \\ & =& f_2(r) \exp\!\left(-\frac{F_1(r)}{4}\theta^2\right) \quad\text{for }\ |\theta|\leq 1. \end{eqnarray} | (3.7) |
We shall show by induction that if $ j\geq 2$ and $ r\geq 1$, then
\begin{equation}\label{k3} g_j(\theta) \leq f_j(r) \exp\!\left(-\frac{F_{j-1}(r)}{2^j}\theta^2\right) \quad\text{for }\ |\theta|\leq \frac{1}{\sqrt{F_{j-2}(r)}}. \end{equation} | (3.8) |
Note that (3.7) says that this holds for $ j=2$. Suppose now that $ j\geq 2$ and that (3.8) holds. Let $ |\theta|\leq 1/\sqrt{F_{j-1}(r)}$. Then $ |\theta|\leq 1/\sqrt{F_{j-2}(r)}$ since $ r\geq 1$. Noting that $ e^{-x}\leq 1-x/2$ for $ 0\leq x\leq 1$ we obtain
Suppose now that $ \delta(r)\leq |\theta|\leq\pi$. Then
Since
\begin{equation}\label{s4} f_k(re^{i\theta})= f_k(r)\exp\!\left(ia_k(r)\theta-\tfrac12 b_k(r)\theta^2\right)(1+S(\theta)) \quad\text{for }\ |\theta|\leq \delta(r), \end{equation} | (3.9) |
We conclude that
\begin{equation}\label{q8} c(r)=\frac{\sqrt{b_k(r)}\delta(r)}{\sqrt{2}} =(1+o(1))\frac{F_{k-1}(r)^{1/10}\sqrt{F_{k-2}(r)}}{\sqrt{2}} \to\infty \end{equation} | (3.10) |
\begin{equation}\label{q9} \int_{-\delta(r)}^{\delta(r)} \log^+|f_{k+1}(re^{i\theta})| d\theta \sim \frac{\sqrt{2}f_k(r)}{\sqrt{\pi b_k(r)}}. \end{equation} | (3.11) |
\begin{equation}\label{q2} a(r)=\frac{d \log M(r,f)}{d\log r}=\frac{rf'(r)}{f(r)} \quad\text{and}\quad b(r)=\frac{d \; a(r)}{d\log r}=ra'(r) \end{equation} | (3.12) |
\begin{equation}\label{a3} f(re^{i\theta})\sim f(r)\exp\!\left(ia(r)\theta-\tfrac12 b(r)\theta^2\right) \quad\text{for }\ |\theta|\leq \delta(r) \end{equation} | (3.13) |
\begin{equation}\label{a4} f(re^{i\theta})= \frac{o(f(r))}{\sqrt{b(r)}} \quad\text{for }\ \delta(r)\leq |\theta|\leq\pi. \end{equation} | (3.14) |
Hayman ([Hayman1956], Theorems VI and VIII) showed that if $ f$ is admissible, then so are $ e^f$ and $ fP$ for any real polynomial $ P$ with positive leading coefficient. This implies that $ f_k$ is admissible for $ k\geq 2$.
The admissibility of $ f_k$ immediately yields slightly weaker versions of Lemmas 3 and 4, but these versions are strong enough to prove Proposition 2. In fact, the arguments used in the above proof yield the following Proposition 3. Since its proof is largely analogous to that of Proposition 2, replacing Lemmas 3 and 4 by a reference to (3.13) and (3.14) , we will only sketch the proof.
A classical growth lemma of Borel [see Goldberg ([Goldberg and Ostrovskii2008], p. 90) or Hayman ([Hayman1964], Lemma 2.4)] says that if $ \phi\colon [r_0,\infty)\to (0,\infty)$ is a continuous, increasing function, then there exists a subset $ E$ of $ [r_0,\infty)$ of finite measure such that
The exceptional set in Nevanlinna's second fundamental theorem and thus the exceptional set $ E$ in Proposition 1 arise from the application of this lemma to the Nevanlinna characteristic.
If the function $ \phi$ is sufficiently "regular", then the inequality in Borel's lemma holds for all large $ r$. In fact, boundedness of the exceptional set $ E$ in Borel's lemma is sometimes taken as a regularity condition; see, e.g., Edrei and Fuchs ([Edrei and Fuchs1964], p. 245). The following lemma gives a simple condition implying that the exceptional set in this lemma is bounded. While I believe that this or similar results are well-known to the experts, I have not found this lemma in the literature.
A straightforward calculation shows that the right hand side of (1.4) satisfies the hypothesis---and thus the conclusion---of Lemma 6. From this it is not difficult to deduce that the exceptional set in Nevanlinna's second fundamental theorem and in Lemma 1 is bounded for $ f=f_m$. This implies that no exceptional set $ E$ is required in Proposition 1. Combining this with Proposition 2 we find that under the hypotheses of Proposition 1 we have
\begin{equation}\label{e4} N(r)\sim T(r,f_{k+l}) \sim \frac{1}{\sqrt{2\pi^3}} \frac{f_{k+l-1}(r)}{\sqrt{f_{k+l-2}(r)}F_{k+l-3}(r)} \quad\text{as }\ r\to\infty, \end{equation} | (4.1) |
To obtain a result for $ n(r)$ we use the following result of London ([London1975/1976], p. 502).
\begin{equation}\label{e5} \phi(x)\sim\psi(x) \quad\text{as }\ x\to\infty. \end{equation} | (4.2) |
\begin{equation}\label{e5a} \frac{\phi''(x)\phi(x)}{\phi'(x)^2}\leq \beta \end{equation} | (4.3) |
\begin{equation}\label{e6} \phi'(x)\sim\psi'(x) \quad\text{as }\ x\to\infty. \end{equation} | (4.4) |
Note that l'Hospital's rule says that (4.4) implies (4.2) . Lemma 7 may be considered as a reversal of l'Hospital's rule. For this an additional hypothesis such as (4.3) is essential. Proof of the theorem We denote the right hand side of (4.1) by $ g(r)$. Since $ N(r)$ is convex in $ \log r$ we see that $ \psi(x)=N(e^x)$ is convex in $ x$. It is easy to see that $ \phi(x)=g(e^x)$ satisfies the hypothesis of Lemma 7. In fact, it is not difficult to see that $ \phi''(x)\phi(x)/\phi'(x)^2\to 1$ as $ x\to\infty$. We thus deduce from Lemma 7 that $ \phi'(x)\sim\psi'(x)$ and hence that $ n(r)\sim r g'(r)$. From this the conclusion follows easily using Lemma 2.